![]() ![]() SEC CERTIFICATION WEBINAR FOR PROSPECTIVE COMPLIANCE OFFICERS/ASSOCIATED PERSONS IN THE EQUITIES MARKET SCHEDULE AND APPLICATION PROCEDURE 19 July 2023.SEC CERTIFICATION EXAMINATIONS SCHEDULE IN AUGUST AT THE HEADQUARTERS AND APPLICATION PROCEDURE 19 July 2023.2004 RELATIVE TO THE TRANSITION TO T+2 SETTLEMENT CYCLE 21 July 2023 FOR PUBLIC COMMENT – PROPOSED AMENDMENTS TO 2015 SRC RULES AND MEMORANDUM CIRCULAR No.SUBMISSION OF PROOF OF ANTI-MONEY LAUNDERING COUNCIL (AMLC) REGISTRATION FOR ALL SEC SUPERVISED/REGULATED PERSONS (CPs) WHO HAVE NOT YET REGISTERED WITH THE AMLC ONLINE REGISTRATION SYSTEM 28 July 2023.ANTI-MONEY LAUNDERING COUNCIL (AMLC) RESOLUTION NO.REQUEST FOR COMMENTS ON THE REVISED SCHEDULE OF SEC FEES AND CHARGES 2 August 2023.SEC CERTIFICATION EXAMINATIONS SCHEDULE IN AUGUST AND SEPTEMBER AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 7 August 2023. ![]()
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